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Federal Judge Vacates SEC’s Dealer Rule Amendments and Gensler Announces Imminent Departure
On Thursday, in two separate decisions, a federal district court in Texas struck down the U.S. Securities and Exchange Commission (SEC) rule ...
US charges tycoon Gautam Adani with defrauding investors, hiding plan to bribe Indian officials
Indian businessman Gautam Adani, one of the world’s richest people, has been indicted in the U.S. on charges he duped ...
Stock Market Today: Dow scores best day since surge after U.S. election day
"There were some warning signs from Target, but if you look at personal income and retail sales, they have been strong all ...
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U.S. SEC Loses Crypto Lawsuit Over 'Dealer' Definition That Pushed Into Crypto
A Texas federal court has rejected the U.S. Securities and Exchange Commission's recent rule expanding the definition of a securities dealer to include a wider swath of firms — including some in the ...
Hedge Funds and High-Speed Traders Score Legal Victory Over SEC
A federal court invalidated a Securities and Exchange Commission rule, stopping the agency from expanding its oversight over high-speed trading firms and hedge funds that are among the most ...
Adani Group slams ‘baseless' New York fraud and bribery charges
India’s Adani Group has denied allegations of bribery and fraud made by U.S. authorities in relation to the group’s chair ...
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Klarna Confidentially Files for U.S. IPO
Swedish payments group Klarna said on Tuesday it had confidentially filed paperwork with the U.S. Securities and ...
Sweden’s Klarna Files for U.S. IPO
The payments specialist filed registration documents with the SEC, but said the number of shares and the price range for the ...
Another SEC Democrat to Drop Out, Leaving Republicans Running Agency by February
Another Democratic commissioner on the Securities and Exchange Commission is following Chair Gary Gensler out the door in ...